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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-26 |
| TX | RA | APPROVED_RES | 2020-02-18 |
| MO | RA | APPROVED | 2018-02-05 |
Branch Locations
Three City Place Dr. Suite 590, Creve Coeur, MO 63141 • United States
Three City Place Dr. Suite 590, Creve Coeur, MO 63141 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Saint Louis | MO | 06/2016 | 10/2016 |
| Grn - St. Louis | Saint Louis | MO | 11/2016 | 09/2017 |
| Unemployed | Saint Louis | MO | 10/2017 | 01/2018 |
| Lpl Financial Llc | Creve Coeur | MO | 01/2018 | 06/2018 |
| Rfg Advisory, Llc | Creve Coeur | MO | 02/2018 | 05/2022 |
| Private Client Services | Creve Coeur | MO | 06/2018 | Present |
| Rfg Advisory Dba Four Seasons Wealth Management | Creve Coeur | MO | 01/2020 | Present |
1) FOUR SEASONS WEALTH MANAGEMENT. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. DBA FOR PRIVATE CLIENT SERVICES BUSINESS. FINANCIAL PLANNING FIRM. CEO AND WEALTH ADVISOR. 160 HOURS/MO; 160 DURING TRADING HOURS. 2) RENTAL PROPERTY-RENTED TO MOTHER-IN-LAW. 1408 MORNING SUN DR, ST LOUIS, MO 63001. OWNER. 2 HOURS/MO; 0 DURING TRADING HOURS. 3) REAL ESTATE- RENTAL PROPERTY. 1264 ARBOR BLUFF CIRCLE, BALLWIN, MO 63021. OWNER- MANAGES THE PROPERTY WHEN NEEDED. 1 HOUR/MO; 0 DURING TRADING HOURS. 4) FOUR SEASON WEALTH MANAGEMENT - DBA. THREE CITY PLACE DR, SUITE 590, ST LOUIS, MO 63141. INSURANCE SALES. INSURANCE AGENT. 20 HRS/MO; 20 DURING TRADING HRS. 5) GOOD SEED SOWN, LLC, THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141, FINANCIAL PLANNING FIRM, WE OFFER FINANCIAL PLANNING, INVESTMENT ADVISORY, AND INSURANCE SERVICES, 50 HOURS/MONTH, 4 DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-14 |
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