Thomas Edward Sherman

Hantz Financial Services, Inc.

Sault Ste. Marie, MI

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Current Employers

Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2011-02-02

MI RA
APPROVED

Since 2011-02-02

Branch Locations

320 Ashmun Street, Sault Ste. Marie, MI 49783 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hantz Financial	Southfield	MI	05/2004	Present

05/2004 → Present

Hantz Financial

Southfield, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-04-20
S63	Uniform Securities Agent State Law Examination	2004-06-14

S65 Uniform Investment Adviser Law Examination

2010-04-20
S63 Uniform Securities Agent State Law Examination

2004-06-14

View on SEC IAPD

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