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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-28
NC RA APPROVED 2012-10-17
  • TX RA
    APPROVED
    Since 2016-04-28
  • NC RA
    APPROVED
    Since 2012-10-17

Branch Locations

3130 Fairhill Drive Suite 100, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Raleigh NC 10/2012 Present
Alger Financial Raleigh NC 03/2015 Present
Raymond James Financial Services Advisors Inc. Raleigh NC 10/2012 Present
Previous Registrations
Other Businesses

(1)Name of Business: Alger Financial Address: 3130 Fairhill Drive, Suite 100, Raleigh, NC, 27612, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/16/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner Alger Financial (2)Name of Business: Alger Financial Address: 100 Fairhill Drive, Raleigh, NC, 27612, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/12/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: investment firm (3)Name of Business: AlgerFore LLC Address: 3130 Fairhill Dr Ste 100, Raleigh, NC, 27612-3164, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/30/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC owns my current building which we moved into on October 1. It also owns my last office suite which I hope to sell in 2025.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-16
  • S63 Uniform Securities Agent State Law Examination
    2000-03-16
Designations
Other Names
  • Bob Crosby Alger

View on SEC IAPD

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