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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-23 |
| NY | RA | APPROVED | 2024-03-22 |
| NJ | RA | APPROVED | 2023-10-27 |
Branch Locations
270 Park Ave Floor 10, New York, NY 10017 • United States
575 Washington Blvd Floor 9 & 10, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 04/2007 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 01/2017 | Present |
| Bridge Terrace Condominium Association Inc. | Hackensack | NJ | 10/2021 | Present |
Entity Name: Bridge Terrace Condominium Association Inc. Investment related: N Address: Hackensack, NJ 07601 Nature of the other business: Real Estate Position/Title/Relationship: Employee/Contractor Start Date: 10/18/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Superintendent role at location 132 Myrtle Ave. Fort Lee, NJ. Responsibilities will be for any building maintenance as needed, mostly weekends and not relevant to any of my functions in JPMC. "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-01 |
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