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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-06 |
| IL | RA | APPROVED | 2016-04-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2016 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK -40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.DUNLAP FINANCIAL SERVICES, 3647 Municipal Dr., McHenry, IL 60050, 04/20/2016, President, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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