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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-22 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 07/2014 | 11/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2023 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 11/2023 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 11/2023 | Present |
| Cetera Investment Advisors Llc | El Segundo | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-12 |
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