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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-22
  • CA RA
    APPROVED
    Since 2024-05-22

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 07/2014 11/2023
Cetera Financial Specialists Llc Schaumburg IL 11/2023 Present
Cetera Wealth Services, Llc El Segundo CA 11/2023 Present
Cetera Advisors Llc Greenwood Village CO 11/2023 Present
Cetera Investment Services Llc St Cloud MN 11/2023 Present
Cetera Investment Advisors Llc El Segundo CA 11/2023 Present
  • 07/2014 → 11/2023
    San Diego, CA
  • 11/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2023 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 11/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2023 → Present
    Cetera Investment Advisors Llc
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-12
  • S66 Uniform Combined State Law Examination
    2007-03-12

View on SEC IAPD

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