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Vanessa Frasisti

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2010-01-01
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2010-01-01

Branch Locations

1285 Ave Of The Americas 19Th Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc. New York NY 05/2005 Present
Ubs Wealth Management New York NY 05/2005 Present
Ubs Financial Services Inc. Weehawken NJ 01/2010 Present
  • 05/2005 → Present
    Ubs International Inc.
    New York, NY
  • 05/2005 → Present
    Ubs Wealth Management
    New York, NY
  • 01/2010 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Previous Registrations
  • 2009-12-21 → 2010-01-01
    Ubs International Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-22
S63 Uniform Securities Agent State Law Examination 2004-12-07
  • S65 Uniform Investment Adviser Law Examination
    2008-09-22
  • S63 Uniform Securities Agent State Law Examination
    2004-12-07
Other Names
  • Vanessa Frasisti

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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