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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-26 |
| CA | RA | APPROVED | 2014-07-16 |
Branch Locations
5855 Topanga Canyon Blvd, Woodland Hills, CA 91367 • United States
21821 Devonshire, Chatsworth, CA 91311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors, Llc | Woodland Hills | CA | 07/2014 | Present |
Bros Blow Dry Bar, Inc.; Investment Related - No; Nature of business - washing, blow-drying, and styling hair; Position - Investor/CEO; Date started - 3/15/24; Hours/Mo. devoted to business - 5; Hours/Mo. during trading hours - 0; Duties - Reviews schedules, and payroll. Has partner who manages and runs the business full-time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-30 |
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