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Laura Irving

Ubs Financial Services Inc.

Plano, TX

Addison, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-09-02
TX RA APPROVED 2005-11-03
  • MD RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED
    Since 2005-11-03

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

5080 Spectrum Dr, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Addison TX 03/2004 Present
  • 03/2004 → Present
    Ubs Financial Services
    Addison, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-25
  • S66 Uniform Combined State Law Examination
    2005-10-25
Other Names
  • Laura Rebeca Pierce
  • Laura Rebecca Pierce

View on SEC IAPD

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