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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
7500 Dallas Parkway Ste 485, Plano, TX 75024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 11/2018 |
| Raymond James Financial Services, Inc. | Frisco | TX | 03/2019 | 09/2024 |
| Raymond James Financial Services Advisors, Inc. | Frisco | TX | 03/2019 | 09/2024 |
| Unemployed | Carrollton | TX | 11/2018 | 03/2019 |
| Lpl Financial | Plano | TX | 09/2024 | Present |
1- 09/2024 / The Noble Group / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 03/04/2019 2- 09/2024 / JOSH PALMER / Notary / Inv Rltd / start 02/08/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-02 |
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