Kristy Grauer

Current Employers

Employment History

• 04/2016 → 11/2019
  Kestra Financial Services, Inc
  Austin, TX
• 11/2019 → 10/2020
  Unemployed
  San Diego, CA
• 10/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2020 → Present
  Cetera Advisors
  St Cloud, MN
• 10/2020 → Present
  Cetera Financial Specialists
  Schaumberg, IL
• 10/2020 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 04/2022 → Present
  Main Street Axe Company
  Pittsburgh, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → 09/2025
  Avantax Investment Services Inc
  Dallas, TX
• 06/2026 → Present
  Grubhub
  Oceanside, CA

Previous Registrations

• 2016-04-26 → 2019-11-04
  Kestra Advisory Services, Llc
  Austin, TX
• 2014-10-24 → 2016-09-22
  Kestra Investment Services, Llc
  Brea, CA
  Austin, TX
  Brea, CA
• 2013-03-13 → 2014-11-10
  Kestra Private Wealth Services, Llc
  Austin, TX
• 2009-06-01 → 2013-02-27
  Morgan Stanley
  Brea, CA
  Irvine, CA
  Newport Beach, CA
• 2008-08-12 → 2009-06-01
  Morgan Stanley & Co. Llc
  Brea, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: DOORDASH INVESTMENT RELATED: NO ADDRESS: LOS ANGELES, CA NATURE OF BUSINESS: FOOD DELIVERY START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: DELIVERY DRIVER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: FOOD DELIVERY SERVICE; (2) NAME OF OTHER BUSINESS: MAIN STREET AXE COMPANY, INVESTMENT RELATED: NO, ADDRESS: 216 S BROADWAY ST, PITTSBURG, PA, 66762, NATURE OF BUSINESS: CONSULTING, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: CONSULTANT, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OPERATIONAL RECOMMENDATIONS, PROOFREADING/EDITING WEBSITE AND DOCUMENTS, OTHER AD HOX BUSINESS PROJECTS; (3) NAME OF OTHER BUSINESS: GRUBHUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FOOD AND GOODS DELIVERY SERVICE; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DELIVER FOOD AND OTHER GOODS;

Exams

• S66 Uniform Combined State Law Examination
  2008-08-11
• S63 Uniform Securities Agent State Law Examination
  2006-09-25

Other Names

• Kristy Anne Grauer