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Sherri Ann Finney

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-01-03
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Invetments, Llc Des Moines IA 11/2008 Present
Wells Fargo Bank Des Moines IA 10/2008 Present
Wells Fargo Advisors Llc Des Moines IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Des Moines IA 11/2016 Present
  • 11/2008 → Present
    Wells Fargo Invetments, Llc
    Des Moines, IA
  • 10/2008 → Present
    Wells Fargo Bank
    Des Moines, IA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Des Moines, IA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Des Moines, IA
Previous Registrations
  • 2009-04-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
S63 Uniform Securities Agent State Law Examination 2005-05-27
  • S66 Uniform Combined State Law Examination
    2009-04-02
  • S63 Uniform Securities Agent State Law Examination
    2005-05-27
Other Names
  • Sherri Ann Reeker

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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