Shayne Lawrence Fickling

Current Employers

Employment History

• 03/2010 → 07/2019
  Capital Financial Services Inc.
  Minot, ND
• 07/2019 → Present
  Calton & Associates, Inc.
  Verona, WI

Previous Registrations

• 2017-01-03 → 2019-07-30
  Capital Financial Services, Inc.
  Verona, WI
  Minot, ND
  Middleton, WI

Other Businesses

No. 1) Name of Business: E4 Insurance Services. Non-Investment related. Address: 951 Kimball Lane, Suite 120, Verona, WI 53593. Nature of Business: Wholesaling fixed insurance products to licensed advisors. Position/Title/Relationship: Regional VP. Start Date: 04/01/2010. Hours per month: 80. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Recruiting and training of advisors along with joint work associated with procuring fixed insurance products. No. 2) Fickling Family, LLC; Non-investment related; 3740 N Cottage Hill Rd, Olney, IL 62450; The LLC holds farm land which my siblings and I inherited when our father passed away in 2010. This is an ongoing business entity since that date; Partner; Start date: 02/2011; Hours/month: 0; Hours/month during securities trading hours: 0; No duties, my brother handles all necessary activities as the executor of my father's estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-29
• S63 Uniform Securities Agent State Law Examination
  2000-02-15

Designations