Best Investors Account Sign in
Inactive

Dennis Brian Noss

Cayman Capital Management, Inc.

San Rafael, CA

Claim This Profile
Current Employers
Cayman Capital Management, Inc.

80 Belvedere St Ste 3, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-11
  • CA RA
    APPROVED
    Since 2019-01-11

Branch Locations

80 Belvedere St Ste 3, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portsmouth Financial Services San Rafael CA 09/2016 03/2017
University Of East West Medicine Sunnyvale CA 05/2017 11/2018
Cayman Capital Management Campbell CA 11/2018 Present
Prestige Insurance Agency Campbell CA 06/2013 Present
Bliss & Noss Capital Markets Santa Clara CA 08/2006 Present
Dennis Noss Tax Strategies Campbell CA 04/2017 Present
Dennis Noss Realtor San Jose CA 12/2022 Present
  • 09/2016 → 03/2017
    Portsmouth Financial Services
    San Rafael, CA
  • 05/2017 → 11/2018
    University Of East West Medicine
    Sunnyvale, CA
  • 11/2018 → Present
    Cayman Capital Management
    Campbell, CA
  • 06/2013 → Present
    Prestige Insurance Agency
    Campbell, CA
  • 08/2006 → Present
    Bliss & Noss Capital Markets
    Santa Clara, CA
  • 04/2017 → Present
    Dennis Noss Tax Strategies
    Campbell, CA
  • 12/2022 → Present
    Dennis Noss Realtor
    San Jose, CA
Previous Registrations
Other Businesses

1.Cayman Capital Management; Investment-Related; 429 Kuehnis Dr. Campbell, CA 95008; Investment Advisor as a CEO since 11/30/2018; 20 hrs/ month and 15 hrs/month during NAI hours; Investment Advice Fiduciary Compliance. 2. Dennis Noss, Realtor; Non-Investment-Related; 1900 Camden Ave. San Jose, CA 95124; Real Estate Property Sales; Realtor since 12/02/2022; 3 hrs/ month and 0 hrs/month during NAI hours; Sale of property, residential and commercial real estate business, 3. Dennis Noss Tax Strategies; Non-Investment-Related; 429 Kuehnis Dr. Campbell, CA 95008.; IRS Tax Representative and Strategic Tax Planning; IRS Enrolled Agent since 04/01/2017; 3 hrs/ month and 1 hrs/month during NAI hours; Tax Planning and Tax Representative for deficiency notices. 4. Prestige Insurance; Non-Investment-Related; 429 Kuehnis Dr. Campbell, CA 95008.; Life and Health Insurance Sales; Life and Health Insurance Agent since 05/30/2013; 10 hrs/ month and 4 hrs/month during NAI hours; Suitable Insurance for life and health policy sales for clients. 5. Bliss & Noss Capital Markets; Investment-Related; 3561 Homestead Road, Suite 503, Santa Clara, CA 95051; Commodity Trading Advisor since 10/31/2006; 1 hrs/ month and 0 hrs/month during NAI hours; Introducing Broker registered 07/28/2006.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-02
S63 Uniform Securities Agent State Law Examination 2006-12-16
S65 Uniform Investment Adviser Law Examination 2003-06-24
  • S66 Uniform Combined State Law Examination
    2013-08-02
  • S63 Uniform Securities Agent State Law Examination
    2006-12-16
  • S65 Uniform Investment Adviser Law Examination
    2003-06-24
Other Names
  • Dennis B Noss
  • Denny Noss

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Rafael, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor