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80 Belvedere St Ste 3, San Rafael, CA 94901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Portsmouth Financial Services | San Rafael | CA | 09/2016 | 03/2017 |
| University Of East West Medicine | Sunnyvale | CA | 05/2017 | 11/2018 |
| Cayman Capital Management | Campbell | CA | 11/2018 | Present |
| Prestige Insurance Agency | Campbell | CA | 06/2013 | Present |
| Bliss & Noss Capital Markets | Santa Clara | CA | 08/2006 | Present |
| Dennis Noss Tax Strategies | Campbell | CA | 04/2017 | Present |
| Dennis Noss Realtor | San Jose | CA | 12/2022 | Present |
1.Cayman Capital Management; Investment-Related; 429 Kuehnis Dr. Campbell, CA 95008; Investment Advisor as a CEO since 11/30/2018; 20 hrs/ month and 15 hrs/month during NAI hours; Investment Advice Fiduciary Compliance. 2. Dennis Noss, Realtor; Non-Investment-Related; 1900 Camden Ave. San Jose, CA 95124; Real Estate Property Sales; Realtor since 12/02/2022; 3 hrs/ month and 0 hrs/month during NAI hours; Sale of property, residential and commercial real estate business, 3. Dennis Noss Tax Strategies; Non-Investment-Related; 429 Kuehnis Dr. Campbell, CA 95008.; IRS Tax Representative and Strategic Tax Planning; IRS Enrolled Agent since 04/01/2017; 3 hrs/ month and 1 hrs/month during NAI hours; Tax Planning and Tax Representative for deficiency notices. 4. Prestige Insurance; Non-Investment-Related; 429 Kuehnis Dr. Campbell, CA 95008.; Life and Health Insurance Sales; Life and Health Insurance Agent since 05/30/2013; 10 hrs/ month and 4 hrs/month during NAI hours; Suitable Insurance for life and health policy sales for clients. 5. Bliss & Noss Capital Markets; Investment-Related; 3561 Homestead Road, Suite 503, Santa Clara, CA 95051; Commodity Trading Advisor since 10/31/2006; 1 hrs/ month and 0 hrs/month during NAI hours; Introducing Broker registered 07/28/2006.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 2003-06-24 |
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