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James Willard Mcallister

Equitable Advisors, LLC

New York, NY

San Marcos, TX

CRD 4791944

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-05
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED
    Since 2026-03-05
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

1345 Avenue Of The Americas 3Rd Fl, New York, NY 10105 • United States

San Marcos, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2004 06/2020
Equitable Advisors, Llc New York NY 04/2004 Present
Other Businesses

1) Musician, 834 Oakwood St, Fayetteville, NY 13066, eff. 09/21/2019, 6 hrs / mo, sing and play musical instruments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-08
  • S66 Uniform Combined State Law Examination
    2004-07-08
Other Names
  • James Mcallister

View on SEC IAPD

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