Keith Douglas Schlottman

Current Employers

Employment History

• 09/1999 → Present
  Schlottman Cpa'S Plc
  Tucson, AZ
• 12/2008 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2007-09-04 → 2008-12-16
  Woodbury Financial Services, Inc.
  Tucson, AZ
  Tucson, AZ

Other Businesses

(1) SCHLOTTMAN TAX SERVICES, LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/01/1999 ADDRESS: 6206 Pima Street, Suite 2, Tuscon AZ 85715, United States DESCRIPTION: Enrolled Agent providing income Tax Preparation, Accounting, and related services. (2) 10-10 INTERNATIONAL NET SCHOLARSHIP FOUNDATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 6206 Pima Street, Suite 2, Tuscon AZ 85715, United States DESCRIPTION: TREASURER OF 10-10 INTERNATIONAL NET SCHOLARSHIP FOUNDATION, PROVIDING BOOKKEEPING AND FINANCIAL RECORDS FOR THE NON-PROFIT SCHOLARSHIP FOUNDATION . (3) TEN-TEN INTERNATIONAL NET, INC. POSITION: Treasurer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1994 ADDRESS: 6206 Pima Street, Suite 2, Tuscon AZ 85715, United States DESCRIPTION: TREASURER OF TEN-TEN INTERNATIONAL NET, INC. PROVIDING BOOKKEEPING AND FINANCIAL RECORDS SERVICES TO THE NON-PROFIT AMATEUR RADIO CLUB (4) TUCSON RUNNERS PROJECT, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 10214 N Eight Iron Ln, Tucson AZ 85737, United States DESCRIPTION: 50% OWNER OF TUCSON RUNNERS PROJECT, LLC A FREE LOCAL RUNNING CLUB (5) DR. SHOKOFEH MOTLAGH, DMD, PLC POSITION: Employee NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 2200 E. Cedar Ave, Suite 5, Flagstaff AZ 86004, United States DESCRIPTION: Orthodontics practice. Maintain books and records, bookkeeping, and tax related tasks. (6) ALL THINGS HOME, LLC POSITION: Employee NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 6206 Pima Street, Suite 2, Tuscon AZ 85715, United States DESCRIPTION: Bookkeeping and tax preparation services. TUCSON AMATEUR ASTRONOMY ASSOCIATION POSITION: Secretary NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: PO Box 41254, Tucson AZ 85717, United States DESCRIPTION: Record the official record of TAAA meeting and events as required when present. Post any Minutes of Board meetings to the TAAA Member page of the website. Have all items ready for review by the next Board of Directors meeting.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-30
• S63 Uniform Securities Agent State Law Examination
  2000-01-24