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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmg Life Ins. Co. Of Fargo,Nd | Fargo | ND | 01/1995 | Present |
| Lefton Financial Services | Tucson | AZ | 08/1995 | Present |
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:Lefton Financial Services; Yes; 6245 E FAIRMONT ST; TUCSON; AZ; 85712; DBA; owner; 1/1/1990; 240; 240; DBA for insurance and securities sales|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6245 E FAIRMONT ST; TUCSON; AZ; 85712; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/1/1995; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Escondido Place Homeowners Association; No; 6245 E FAIRMONT ST; TUCSON; AZ; 85712; Board Member; Treasurer; 1/1/1990; 1; 1; treasurer responsible for petty cash expenses|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-04 |
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