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Martin Anthony Smith

Ironwood Financial, LLC

Tucson, AZ

CRD 3102531

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Employer firm

Ironwood Financial, LLC CRD 151004

$663M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Ironwood Financial, Llc

1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-11
AZ RA APPROVED 2024-03-27
  • TX RA
    APPROVED
    Since 2025-12-11
  • AZ RA
    APPROVED
    Since 2024-03-27

Branch Locations

1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davis Distributors Llc Tucson AZ 10/2000 02/2024
Ironwood Financial, Llc Tucson AZ 03/2024 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-21
S65 Uniform Investment Adviser Law Examination 1998-09-29
  • S63 Uniform Securities Agent State Law Examination
    2017-09-21
  • S65 Uniform Investment Adviser Law Examination
    1998-09-29
Designations
  • Certified Financial Planner
Other Names
  • Marty Anthony Smith

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC

Nearby Investors

ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK

Nearby Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ

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