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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lefton Financial Services | Tucson | AZ | 09/1998 | Present |
| Voya Financial Advisors | Tucson | AZ | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY:LEFTON FINANCIAL SERVICES; Yes; 6245 E FAIRMONT ST; TUCSON; AZ; 85712; FIXED INSURANCE/DBA; PART OWNER; 1/1/1990; 120; 120; LONG TERM CARE INSURANCE| 2) NAME OF ENTITY:JUDITH LEFTON NOTARY; No; 6245 E FAIRMONT ST; TUCSON; AZ; 85712; NOTARY PUBLIC; NOTARY; 4/8/2018; 1; 0; NOTARY PUBLIC-NOTARIZE DOCUMENTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-08 |
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