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Monty Shea Holcombe

Ubs Financial Services Inc.

College Station, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-03
  • TX RA
    APPROVED
    Since 2025-08-03

Branch Locations

175 Century Square Drive Suite 300, College Station, TX 77840 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Bryan TX 06/2009 07/2025
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2025
Ubs Financial Services Inc. College Station TX 07/2025 Present
  • 06/2009 → 07/2025
    Morgan Stanley Smith Barney
    Bryan, TX
  • 01/2015 → 07/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2025 → Present
    Ubs Financial Services Inc.
    College Station, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-24
  • S66 Uniform Combined State Law Examination
    2000-03-24
Other Names
  • Monty S Holcombe

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
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