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Christopher Chad Soileau

Charles Schwab & Co., Inc.

Lafayette, LA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-01-09
  • LA RA
    APPROVED
    Since 2024-01-09

Branch Locations

500 Settlers Trace Blvd. Suite 12, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Bank Lafayette LA 07/2012 10/2017
Hancock Investment Services, Inc. Lafayette LA 07/2012 11/2017
Cetera Investment Services Llc St. Cloud MN 02/2018 11/2018
Cetera Investment Advisers Llc Lafayette LA 02/2018 11/2018
Jd Bank Lafayette LA 02/2018 11/2018
Horizon Financial Group Baton Rouge LA 11/2018 10/2023
Cetera Advisors Denver CO 01/2019 10/2023
Horizon Advisor Network Baton Rouge LA 01/2019 10/2023
Charles Schwab & Co., Inc. Lafayette LA 12/2023 Present
  • 07/2012 → 10/2017
    Hancock Bank
    Lafayette, LA
  • 07/2012 → 11/2017
    Hancock Investment Services, Inc.
    Lafayette, LA
  • 02/2018 → 11/2018
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2018 → 11/2018
    Cetera Investment Advisers Llc
    Lafayette, LA
  • 02/2018 → 11/2018
    Jd Bank
    Lafayette, LA
  • 11/2018 → 10/2023
    Horizon Financial Group
    Baton Rouge, LA
  • 01/2019 → 10/2023
    Cetera Advisors
    Denver, CO
  • 01/2019 → 10/2023
    Horizon Advisor Network
    Baton Rouge, LA
  • 12/2023 → Present
    Charles Schwab & Co., Inc.
    Lafayette, LA
Previous Registrations
  • 2019-01-07 → 2023-10-18
    Cetera Advisors Llc
    Baton Rouge, LA
  • 2018-02-16 → 2018-11-30
    Cetera Investment Advisers Llc
    Lafayette, LA
  • 2012-07-20 → 2017-10-05
    Hancock Whitney Investment Services Inc.
    New Orleans, LA
    Denham Springs, LA
    Long Beach, MS
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Lafayette, LA
    New Orleans, LA
    Mandeville, LA
    Long Beach, MS
    Baker, LA
    Baton Rouge, LA
    St Francisville, LA
    Baton Rouge, LA
    Zachary, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Zachery, LA
    Baton Rouge, LA
    Ponte Verdra Beach, FL
    Harvey, LA
    Kenner, LA
    Lafayette, LA
    New Orleans, LA
    River Ridge, LA
  • 2011-12-21 → 2012-07-27
    Chase Investment Services Corp.
    Scott, LA
    Carencro, LA
    Lake Charles, LA
    Lafayette, LA
    Lake Charles, LA
    Dequincy, LA
    Lafayette, LA
    Port Barre, LA
    Lafayette, LA
    New Iberia, LA
    West Lake, LA
    Lafayette, LA
    Opelousas, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lake Charles, LA
    New Iberia, LA
    Sunset, LA
    Lake Charles, LA
    Sulphur, LA
    Moss Bluff, LA
    Lake Charles, LA
    Lafayette, LA
    Broussard, LA
    Lake Charles, LA
    Deridder, LA
    Lafayette, LA
    Opelousas, LA
    New Iberia, LA
    Lafayette, LA
  • 2010-04-01 → 2011-11-21
    Pruco Securities, Llc.
    Ridgeland, MS
    Lafayette, LA
  • 2009-06-19 → 2010-03-11
    Essex National Securities, Llc
    Lafayette, LA
    Lafayette, LA
    Jonesboro, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-05
  • S66 Uniform Combined State Law Examination
    2009-10-05
Other Names
  • Christopher Soileau
  • Chad Soileau

View on SEC IAPD

Other Firms

PROSPERA FINANCIAL SERVICES, INC.
LPL FINANCIAL LLC
NEWEDGE ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ
GARRETT ANDREW AHRENS
JASON A HABBIT
CORY FRANCIS FRUGE
PHILLIP SHAYNE FONTENOT
KEVIN JOSEPH SIMONEAUX

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

More in Lafayette, LA

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