Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-04 |
| NY | RA | APPROVED | 2024-06-26 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co. | Nyc | NY | 06/2014 | 06/2024 |
| Ubs Financial Services Inc. | New York | NY | 06/2024 | Present |
(1) Investment Committee Member at Jewish Board of Family and Children's Service Inc., a charitable service provider. Organization's primary address is in New York, NY. Organization is not primarily engaged in investment-related activity. Start Date is 1/3/2022. Two hours per month. Duties include acting as an observer on the Investment Committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-01 |
Reach out to this advisor