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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 08/2010 | 03/2017 |
| Tiaa | Lewisville | TX | 08/2010 | 03/2017 |
| Comerica Securities, Inc. | Plano | TX | 06/2017 | 03/2020 |
| Unemployed | Coppell | TX | 04/2017 | 05/2017 |
| Western Southern Life | Westlake | TX | 03/2020 | 07/2020 |
| W&S Brokerage Service | Cincinnati | OH | 04/2020 | 07/2020 |
| Peak American Investment Advisors, Inc. | Plano | TX | 08/2020 | 09/2020 |
| Avantax Investment Services, Inc. | Dallas | TX | 09/2020 | 05/2021 |
| Avantax Advisory Services | Dallas | TX | 09/2020 | 03/2021 |
| Fidelity Investments | Westlake | TX | 06/2021 | 06/2022 |
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 06/2022 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-24 |
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