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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | New York | NY | 09/2012 | Present |
1. Town of Fair Haven, NJ; 50 Battin Rd, Fair Haven, NJ 07704; Town Government; Member of the town planning board; Attend monthly meetings and opine on town planning issues; 01/12/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Fair Haven Planning Board - Land Use Subcommittee;748 River Road, Fair Haven, NJ 07704; Subcommittee of the town planning board; Member of the committee; Help clarify land use codes; 05/02/2022; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. 51 Vets Incorporated; 48012 Gardner Drive, Alpharetta, GA 30009; 51 Vets is a nonprofit that helps elite military veterans successfully transition to the private sector; advisory board member; provide advice and facilitate relationships in the finance community; 06/01/2023; 2 Hours per Week; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-10-27 |
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