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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

787 7Th Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 09/2012 Present
  • 09/2012 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Other Businesses

1. Town of Fair Haven, NJ; 50 Battin Rd, Fair Haven, NJ 07704; Town Government; Member of the town planning board; Attend monthly meetings and opine on town planning issues; 01/12/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Fair Haven Planning Board - Land Use Subcommittee;748 River Road, Fair Haven, NJ 07704; Subcommittee of the town planning board; Member of the committee; Help clarify land use codes; 05/02/2022; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. 51 Vets Incorporated; 48012 Gardner Drive, Alpharetta, GA 30009; 51 Vets is a nonprofit that helps elite military veterans successfully transition to the private sector; advisory board member; provide advice and facilitate relationships in the finance community; 06/01/2023; 2 Hours per Week; During Securities Trading Hours; Not Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-27
  • S63 Uniform Securities Agent State Law Examination
    2004-10-27
Designations
  • Chartered Financial Analyst
Other Names
  • Michael E Nitka
  • Michael E Nitka

View on SEC IAPD

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