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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-10-31
OH RA APPROVED 2024-10-04
TX RA APPROVED_RES 2024-10-04
GA RA APPROVED 2022-01-04
NH RA APPROVED 2021-09-07
AZ RA APPROVED 2020-07-29
NC RA APPROVED 2020-06-12
KY RA APPROVED 2019-11-22
CA RA APPROVED 2019-03-06
FL RA APPROVED 2018-12-05
TN RA APPROVED 2005-04-04
  • WV RA
    APPROVED
    Since 2024-10-31
  • OH RA
    APPROVED
    Since 2024-10-04
  • TX RA
    APPROVED_RES
    Since 2024-10-04
  • GA RA
    APPROVED
    Since 2022-01-04
  • NH RA
    APPROVED
    Since 2021-09-07
  • AZ RA
    APPROVED
    Since 2020-07-29
  • NC RA
    APPROVED
    Since 2020-06-12
  • KY RA
    APPROVED
    Since 2019-11-22
  • CA RA
    APPROVED
    Since 2019-03-06
  • FL RA
    APPROVED
    Since 2018-12-05
  • TN RA
    APPROVED
    Since 2005-04-04

Branch Locations

1 Music Circle North Suite 400, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Brentwood TN 01/2005 Present
Agia Houston TX 12/2022 Present
  • 01/2005 → Present
    Valic Financial Advisors
    Brentwood, TN
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

RENTAL PROPERTY POSITION: co-owner NATURE: Rental Property for my wife's Aunt INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2020 ADDRESS: 3368 N. Wildewood Dr., Pelham AL 35124, United States DESCRIPTION: receive rent payments AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CONDO RENTAL POSITION: owner NATURE: condo rental / INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2018 ADDRESS: 3909 Whitland, unit 106, Nashville TN 37205, United States DESCRIPTION: owner / landlord

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-01
S63 Uniform Securities Agent State Law Examination 2004-08-07
  • S65 Uniform Investment Adviser Law Examination
    2005-04-01
  • S63 Uniform Securities Agent State Law Examination
    2004-08-07
Other Names
  • Tommy Mcclendon

View on SEC IAPD

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