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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States
28641 Marguerite Parkway, Mission Viejo, CA 92692 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | National City | CA | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | National City | CA | 11/2016 | 01/2022 |
| First Citizens Investor Services | Raleigh | NC | 06/2023 | Present |
| First Citizens Bank | Mission Viejo | CA | 06/2023 | Present |
| Money Wise Mortgage | Whittier | CA | 02/2022 | 10/2022 |
| First Citizens Bank | Chino Hills | CA | 10/2022 | 06/2023 |
RENTAL PROPERTY; INVESTMENT RELATED; WHITTIER,CA; 50% OWNERSHIP; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS PER MONTH; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY - COLE ST BMW LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2025 ADDRESS: 8504 Firestone Blvd, #396, Downey CA 90241, United States DESCRIPTION: Purchasing a 4 unit residential rental property in an LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-02 |
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