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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

28641 Marguerite Parkway, Mission Viejo, CA 92692 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc National City CA 11/2011 11/2016
Wells Fargo Clearing Services, Llc National City CA 11/2016 01/2022
First Citizens Investor Services Raleigh NC 06/2023 Present
First Citizens Bank Mission Viejo CA 06/2023 Present
Money Wise Mortgage Whittier CA 02/2022 10/2022
First Citizens Bank Chino Hills CA 10/2022 06/2023
  • 11/2011 → 11/2016
    Wells Fargo Advisors Llc
    National City, CA
  • 11/2016 → 01/2022
    National City, CA
  • 06/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2023 → Present
    First Citizens Bank
    Mission Viejo, CA
  • 02/2022 → 10/2022
    Money Wise Mortgage
    Whittier, CA
  • 10/2022 → 06/2023
    First Citizens Bank
    Chino Hills, CA
Previous Registrations
  • 2011-07-29 → 2022-02-02
    San Diego, CA
    Chula Vista, CA
    National City, CA
    San Diego, CA
    Irvine, CA
    Irvine, CA
    San Diego, CA
    San Diego, CA
    Irvine, CA
    Irvine, CA
  • 2008-09-10 → 2009-12-16
    Rolling Hills Estates, CA
  • 2007-08-16 → 2008-09-08
    Msi Financial Services, Inc.
    Orange, CA
  • 2005-06-03 → 2007-03-13
    Wells Fargo Investments, Llc
    Long Beach, CA
    Los Angeles, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; WHITTIER,CA; 50% OWNERSHIP; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS PER MONTH; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY - COLE ST BMW LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2025 ADDRESS: 8504 Firestone Blvd, #396, Downey CA 90241, United States DESCRIPTION: Purchasing a 4 unit residential rental property in an LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-02
  • S66 Uniform Combined State Law Examination
    2005-06-02
Other Names
  • Mounir Morcos Said
  • Mounir M Said

View on SEC IAPD

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