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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-10
WY RA APPROVED 2024-09-17
MA RA APPROVED 2024-04-02
KY RA APPROVED 2023-11-13
MS RA APPROVED 2023-11-08
NY RA APPROVED 2021-04-16
GA RA APPROVED 2021-03-29
FL RA APPROVED 2016-09-07
PA RA APPROVED 2015-05-26
NJ RA APPROVED 2013-02-12
  • CT RA
    APPROVED
    Since 2025-02-10
  • WY RA
    APPROVED
    Since 2024-09-17
  • MA RA
    APPROVED
    Since 2024-04-02
  • KY RA
    APPROVED
    Since 2023-11-13
  • MS RA
    APPROVED
    Since 2023-11-08
  • NY RA
    APPROVED
    Since 2021-04-16
  • GA RA
    APPROVED
    Since 2021-03-29
  • FL RA
    APPROVED
    Since 2016-09-07
  • PA RA
    APPROVED
    Since 2015-05-26
  • NJ RA
    APPROVED
    Since 2013-02-12

Branch Locations

261 Madison Avenue 27Th Floor, New York, NY 10016 • United States

150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States

626 Sheepshead Bay Suite 760, Brooklyn, NY 11224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Company New York NY 11/2012 Present
Park Avenue Securities New York NY 11/2012 Present
Guardian Life Ins New York NY 12/2014 Present
Park Avenue Securities New York NY 12/2014 Present
Guardian Life Insurance Company Brooklyn NY 03/2025 Present
Park Avenue Securities Brooklyn NY 03/2025 Present
  • 11/2012 → Present
    Guardian Life Ins Company
    New York, NY
  • 11/2012 → Present
    Park Avenue Securities
    New York, NY
  • 12/2014 → Present
    Guardian Life Ins
    New York, NY
  • 12/2014 → Present
    Park Avenue Securities
    New York, NY
  • 03/2025 → Present
    Guardian Life Insurance Company
    Brooklyn, NY
  • 03/2025 → Present
    Park Avenue Securities
    Brooklyn, NY
Other Businesses

1. Outside Insurance Sales-appointed with outside carriers for the purpose of selling non-registered insurance products (e.g. health insurance), Start: 11/13/2016, Address: 261 Madison Ave, 27th Floor, New York, NY 10016, 1 bus hr per month, Investment related, 2. National Financial Network, Inc-Co-General Agent of a Guardian General Agency, Start: 03/01/2020, Address: 261 Madison Ave, 27th Floor NY, NY 10004, 120 total hours per month; 100 during securities trading hours, Investment related, >10% annual compensation, 3. MazzMar LLC-Co-General Agent of a Guardian General Agency, Start: 01/01/2022, Address: 261 Madison Ave, 27th Floor NY, NY 10004, 60 total hours per month; 50 during securities trading hours, Investment related, More than 10% annual compensation, 4. MazzMar Holdings LLC-Co-sole purpose of making payments received by Hanover Square Funding for the purchase of the Philadelphia Guardian agency, Start: 12/31/2021, Address: 261 Madison Ave, 27th Floor NY, NY 10004, 0 total hours per month, Not investment related, No annual compensation, 5. NFN Greater Hudson Financial LLC-Co-General Agent of a Guardian General Agency, Start: 07/01/2022, Address: 136-20 38th Ave, Suite# 8J, Flushing, NY 11354, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 6. Rental Property, Start: 1/1/2023, Address: 325 Iroquois Avenue, Beach Have, NJ 08008, 2 total hours per month; 1 during securities trading hours, Investment Related, More than 10% annual compensation, 7. National Financial Network-CT LLC-Co-General Agent, Start: 03/02/2023, Address: 555 Long Wharf Drive, 11th Floor New Haven, CT 06511, 2 total hours per month; 1 during securities trading hours, Investment Related, Less than 10% annual compensation, 8. MMC Jersey Shore, LLC, Start: 10/01/2024, Address: 2111 NJ-34, Wall Township, NJ 07719, 10 total hours per month; 10 during securities trading hours, Investment Related, Less than 10% annual compensation, 9. The NFN Foundation, Start Date: 11/8/2024, Address: 900 Stewart Ave. Ste. 500, Garden City, NY 11530, Not investment related, No annual compensation, 10. NFN King of Prussia LLC, Start Date: 7/1/2022, Nature: Guardian General Agency, Address: 150 South Warner Road, Suite 120 King of Prussia, PA 19406, Duties: Owner of DBA/General Agency, 0 total hours per month, Investment Related, 11. National Financial Network Holdings LLC, Start Date: 11/3/2025, Nature: LLC created for the purchase of the Northeast Atlantic SA Guardian Agency, Address: 261 Madison Avenue, 27th Floor New York, NY 10004, Duties: Owner of LLC, 0 total hours per month, Not Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-08
  • S66 Uniform Combined State Law Examination
    2013-02-08
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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