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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-10 |
| WY | RA | APPROVED | 2024-09-17 |
| MA | RA | APPROVED | 2024-04-02 |
| KY | RA | APPROVED | 2023-11-13 |
| MS | RA | APPROVED | 2023-11-08 |
| NY | RA | APPROVED | 2021-04-16 |
| GA | RA | APPROVED | 2021-03-29 |
| FL | RA | APPROVED | 2016-09-07 |
| PA | RA | APPROVED | 2015-05-26 |
| NJ | RA | APPROVED | 2013-02-12 |
Branch Locations
261 Madison Avenue 27Th Floor, New York, NY 10016 • United States
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
626 Sheepshead Bay Suite 760, Brooklyn, NY 11224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | New York | NY | 11/2012 | Present |
| Park Avenue Securities | New York | NY | 11/2012 | Present |
| Guardian Life Ins | New York | NY | 12/2014 | Present |
| Park Avenue Securities | New York | NY | 12/2014 | Present |
| Guardian Life Insurance Company | Brooklyn | NY | 03/2025 | Present |
| Park Avenue Securities | Brooklyn | NY | 03/2025 | Present |
1. Outside Insurance Sales-appointed with outside carriers for the purpose of selling non-registered insurance products (e.g. health insurance), Start: 11/13/2016, Address: 261 Madison Ave, 27th Floor, New York, NY 10016, 1 bus hr per month, Investment related, 2. National Financial Network, Inc-Co-General Agent of a Guardian General Agency, Start: 03/01/2020, Address: 261 Madison Ave, 27th Floor NY, NY 10004, 120 total hours per month; 100 during securities trading hours, Investment related, >10% annual compensation, 3. MazzMar LLC-Co-General Agent of a Guardian General Agency, Start: 01/01/2022, Address: 261 Madison Ave, 27th Floor NY, NY 10004, 60 total hours per month; 50 during securities trading hours, Investment related, More than 10% annual compensation, 4. MazzMar Holdings LLC-Co-sole purpose of making payments received by Hanover Square Funding for the purchase of the Philadelphia Guardian agency, Start: 12/31/2021, Address: 261 Madison Ave, 27th Floor NY, NY 10004, 0 total hours per month, Not investment related, No annual compensation, 5. NFN Greater Hudson Financial LLC-Co-General Agent of a Guardian General Agency, Start: 07/01/2022, Address: 136-20 38th Ave, Suite# 8J, Flushing, NY 11354, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 6. Rental Property, Start: 1/1/2023, Address: 325 Iroquois Avenue, Beach Have, NJ 08008, 2 total hours per month; 1 during securities trading hours, Investment Related, More than 10% annual compensation, 7. National Financial Network-CT LLC-Co-General Agent, Start: 03/02/2023, Address: 555 Long Wharf Drive, 11th Floor New Haven, CT 06511, 2 total hours per month; 1 during securities trading hours, Investment Related, Less than 10% annual compensation, 8. MMC Jersey Shore, LLC, Start: 10/01/2024, Address: 2111 NJ-34, Wall Township, NJ 07719, 10 total hours per month; 10 during securities trading hours, Investment Related, Less than 10% annual compensation, 9. The NFN Foundation, Start Date: 11/8/2024, Address: 900 Stewart Ave. Ste. 500, Garden City, NY 11530, Not investment related, No annual compensation, 10. NFN King of Prussia LLC, Start Date: 7/1/2022, Nature: Guardian General Agency, Address: 150 South Warner Road, Suite 120 King of Prussia, PA 19406, Duties: Owner of DBA/General Agency, 0 total hours per month, Investment Related, 11. National Financial Network Holdings LLC, Start Date: 11/3/2025, Nature: LLC created for the purchase of the Northeast Atlantic SA Guardian Agency, Address: 261 Madison Avenue, 27th Floor New York, NY 10004, Duties: Owner of LLC, 0 total hours per month, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-08 |
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