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Dolores Alcaide-Mendez

Ubs Financial Services Inc.

New York, NY

East Elmhurst, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-20
NY RA APPROVED 2022-05-20
TX RA APPROVED 2022-05-20
  • NJ RA
    APPROVED
    Since 2022-05-20
  • NY RA
    APPROVED
    Since 2022-05-20
  • TX RA
    APPROVED
    Since 2022-05-20

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

East Elmhurst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 05/2022
Ubs Financial Services Inc New York NY 05/2022 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, OWNER; START DATE: 10/2012; JACKSON HEIGHTS, NY; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-01
  • S66 Uniform Combined State Law Examination
    2004-03-01
Other Names
  • Dolores Alcaide Mendez
  • Dolores Alcaide
  • Dolores Mendez

View on SEC IAPD

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