Best Investors Account Sign in
Inactive

Vincent Charles Baroldi

Baroldi Wood Mance Financial Advisors, LLC

Foothill Ranch, CA

Claim This Profile
Current Employers
Baroldi Wood Mance Financial Advisors, Llc

27442 Portola Parkway Suite 155, Foothill Ranch, CA 92610 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2022-05-09
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2022-05-09

Branch Locations

27442 Portola Parkway Suite 155, Foothill Ranch, CA 92610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baroldi & Associates, Cpas Misison Viejo CA 07/2001 12/2020
Proequities, Inc Mission Viejo CA 04/2004 08/2018
Harvest Investment Services, Llc Foothill Ranch CA 09/2018 11/2021
Baroldi Wood Mance Financial Advisors, Llc Foothill Ranch CA 11/2021 Present
Baroldi Gundersen, Llp Foothill Ranch CA 07/2001 Present
Previous Registrations
  • 2018-09-17 → 2021-12-23
    Harvest Investment Services, Llc
    Foothill Ranch, CA
    Oakbrook Terrace, IL
  • 2006-09-07 → 2018-08-30
    Concourse Financial Group Securities, Inc.
    Mission Viejo, CA
    Mission Viejo, CA
Other Businesses

Baroldi Gundersen, LLP,NOT INVESTMENT RELATED,27442 PORTOLA PARKWAY, STE 155 CA 92610,ACCOUNTING & TAX, PRESIDENT,STARTED 07/1/01, 200 HRS/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 2004-04-29
  • S65 Uniform Investment Adviser Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    2004-04-29

View on SEC IAPD

Other Firms

EDWARD JONES
MML INVESTORS SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
CWM, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC.
J. W. COLE ADVISORS, INC.

Other Investors

Mark Kais Denali
MICHAEL DEAN KING
WAYNE JOSEPH DENNEN
Bradley William Purcell
Nikou Moshtaridoust
JEREMY JACOB GUAJARDO
Scott Brenner Jacobs
Robert Paul Johnston

Other Offices

EDWARD JONES · FOOTHILL RANCH, CA
MML INVESTORS SERVICES, LLC · FOOTHILLS RANCH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Forest, CA
J.P. MORGAN SECURITIES LLC · FOOTHILL RANCH, CA
EDWARD JONES · Lake Forest, CA
CWM, LLC · Lake Forest, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKE FOREST, CA
DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC. · LAKE FOREST, CA

More in Foothill Ranch, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor