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Nikou Moshtaridoust

J.P. Morgan Securities LLC

Foothill Ranch, CA

CRD 7177530

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-18
  • CA RA
    APPROVED
    Since 2025-06-18

Branch Locations

26791 Portola Pkwy, Foothill Ranch, CA 92610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snapshop Llc Aliso Viejo CA 05/2026 Present
Jpmorgan Chase Bank, N.A. Foothill Ranch CA 05/2017 Present
J.P. Morgan Securities Llc Foothill Ranch CA 09/2019 Present
Unemployed Irvine CA 06/2015 05/2017
  • 05/2026 → Present
    Snapshop Llc
    Aliso Viejo, CA
  • 05/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Foothill Ranch, CA
  • 09/2019 → Present
    Foothill Ranch, CA
  • 06/2015 → 05/2017
    Unemployed
    Irvine, CA
Other Businesses

Entity Name: SNAPSHOP LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/21/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: REAL ESTATE PROPERTY, SINGLE FAMILY RESIDENCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
S63 Uniform Securities Agent State Law Examination 2019-12-04
  • S66 Uniform Combined State Law Examination
    2025-06-18
  • S63 Uniform Securities Agent State Law Examination
    2019-12-04
Other Names
  • Nikou Moshtari Doust

View on SEC IAPD

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