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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-02 |
| CA | RA | APPROVED | 2006-04-13 |
Branch Locations
27442 Portola Parkway Suite 155, Foothills Ranch, CA 92610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Brea | CA | 06/1988 | Present |
| Mml Investors Services, Inc. | Brea | CA | 08/1998 | Present |
NAME: WAYNE DENNEN BROKER W/ VARIOUS OUTSIDE CARRIERS INV REL ADDRESS:17821 E 17TH STREETSTE 100 TUSTIN, CA 92780 NATURE: TRAD LIFE & HLTH BUSINESS POSITION: BROKER/SELF START:06/1988NO. HRS/MO: 20 NO. HRS/MO DURING TRADING: 0 DUTIES: SALES & SERVICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-21 |
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