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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-04
  • AL RA
    APPROVED
    Since 2024-04-04

Branch Locations

4414 Old Shell Road, Mobile, AL 36608 • United States

3920 Airport Boulevard, Mobile, AL 36608 • United States

7800 Moffett Road, Semmes, AL 36575 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 09/2016 03/2024
Navigator Credit Union Pascagoula MS 09/2016 12/2021
Lodi Marketing Group, Inc. Mobile AL 01/2015 Present
Cuna Mutual Waverly IA 01/2022 03/2024
Lpl Financial Llc Mobile AL 05/2022 03/2024
Pnc Investments Llc Semmes AL 04/2024 Present
  • 09/2016 → 03/2024
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 09/2016 → 12/2021
    Navigator Credit Union
    Pascagoula, MS
  • 01/2015 → Present
    Lodi Marketing Group, Inc.
    Mobile, AL
  • 01/2022 → 03/2024
    Cuna Mutual
    Waverly, IA
  • 05/2022 → 03/2024
    Mobile, AL
  • 04/2024 → Present
    Pnc Investments Llc
    Semmes, AL
Previous Registrations
  • 2022-05-18 → 2024-04-04
    Mobile, AL
    Moss Point, MS
  • 2016-09-28 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Mobile, AL
    Mobile, AL
    Moss Point, MS
  • 2015-09-16 → 2016-09-07
    Mobile, AL
  • 2015-05-14 → 2015-07-08
    Mobile, AL
    Fort Lauderdale, FL
  • 2011-10-18 → 2014-11-04
    Level Four Financial, Llc
    Highpoint, NC
    Sioux Falls, SD
    Dallas, TX
    Mobile, AL
    Mobile, AL
  • 2009-05-20 → 2010-11-12
    Securities Network Llc
    Norcross, GA
    Mobile, AL
    Norcross, GA
  • 2007-04-03 → 2008-03-17
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

01/01/2015 / Secretary / Lodi Marketing Group, Inc. / Non-Investment Related / Zero hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-08
S63 Uniform Securities Agent State Law Examination 2004-05-10
  • S65 Uniform Investment Adviser Law Examination
    2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    2004-05-10
Other Names
  • Hannon E Fayard
  • Hannon Elon Fayard
  • Hannon Elon Fayard
  • Hannon Elon Fayard
  • Hannon E Fayard
  • Hannon Fayard

View on SEC IAPD

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