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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-04 |
Branch Locations
4414 Old Shell Road, Mobile, AL 36608 • United States
3920 Airport Boulevard, Mobile, AL 36608 • United States
7800 Moffett Road, Semmes, AL 36575 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2016 | 03/2024 |
| Navigator Credit Union | Pascagoula | MS | 09/2016 | 12/2021 |
| Lodi Marketing Group, Inc. | Mobile | AL | 01/2015 | Present |
| Cuna Mutual | Waverly | IA | 01/2022 | 03/2024 |
| Lpl Financial Llc | Mobile | AL | 05/2022 | 03/2024 |
| Pnc Investments Llc | Semmes | AL | 04/2024 | Present |
01/01/2015 / Secretary / Lodi Marketing Group, Inc. / Non-Investment Related / Zero hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-10 |
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