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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-29 |
| TX | RA | APPROVED | 2024-04-29 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
701 S Parker St, Ste 6400, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Secutrities, Lp | Orange | CA | 01/2004 | 03/2024 |
| Consolidated Brokerage Services | Orange | CA | 01/2004 | 03/2024 |
| Lpl Financial Llc | San Diego | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-03 |
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