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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
| LA | RA | APPROVED | 2023-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Shreveport | LA | 02/2013 | 11/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 11/2023 | Present |
| Bank Of America, N.A. | Shreveport | LA | 01/2024 | Present |
Name of Business: Address: 8922 Highway 79, Greenwood, LA, 71033, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/09/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My hobby of acrylic paint pouring has outgrown my craft room at home. Some family, friends, & personal acquaintances have shown interest in buying some of my art, so I will sporadically sell some of my art.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-06 |
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