Lisa Thomas Curry

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 11/2023
  Raymond James & Associates, Inc.
  Shreveport, LA
• 11/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shreveport, LA
• 01/2024 → Present
  Bank Of America, N.A.
  Shreveport, LA

Previous Registrations

• 2013-02-13 → 2023-11-13
  Raymond James & Associates, Inc.
  Shreveport, LA
• 2006-05-11 → 2013-02-13
  Morgan Keegan & Company, Llc
  Shreveport, LA

Other Businesses

Name of Business: Address: 8922 Highway 79, Greenwood, LA, 71033, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/09/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My hobby of acrylic paint pouring has outgrown my craft room at home. Some family, friends, & personal acquaintances have shown interest in buying some of my art, so I will sporadically sell some of my art.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-17
• S63 Uniform Securities Agent State Law Examination
  2005-10-06

Other Names

• Lisa Renea Thomas