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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-04 |
| CA | RA | APPROVED | 2004-07-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redding | CA | 03/2004 | Present |
| Bank Of America,N.A. | Redding | CA | 09/2009 | Present |
I*135085 For profit or not for profit: For-Profit Organization Name of outside business organization: carlos miranda Investment related: N Address of business: Anderson, California 96007 Nature of business: Other,family hobby Position, title, association: Other, family hobby Start date of relationship: 12/8/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: For the past several years I have purchased items from yard/estate sales with my wife and son. We take those items and refurbish/upcycle them and sell them online through a site called Etsy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-08 |
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