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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED | 2025-01-03 |
| MN | RA | APPROVED | 2020-01-03 |
| AZ | RA | APPROVED | 2018-04-10 |
| ND | RA | APPROVED | 2018-04-09 |
Branch Locations
4401 Coleman Street Suite 103, Bismark, ND 58503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominos Pizza | Bismarck | ND | 02/2004 | Present |
| Lpl Financial, Llc | Bismarck | ND | 10/2015 | Present |
| Level Four Advisory Services | Bismarck | ND | 10/2015 | 04/2018 |
| North Point Financial Planners | Bismarck | ND | 09/2017 | Present |
| Independent Advisor Alliance, Llc | Bismarck | ND | 04/2018 | Present |
1. 12/03/2015 - NOrth Point Financial Planners - INV REL - NOrth Point Financial Planners - DBA for LPL Business (entity for LPL business) - START 10/30/2015 - 100% TIMER SPENT 2. 02/20/2016 * LTCi Partners * Non-Variable Insurance * INV REL * AT REPORTTED BUSINESS LOCATION(S) * START 02/19/2016 * 5 HRS/MO NOT DURING SECS TRDG HRS. 3. 4/25/2018 - Independent Advisor Alliance - DBA: (Hybrid) North Point Financial Planners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/02/2018 - 35 Hours Per Month/32 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 35 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/25/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/20/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/29/2021 - Griswold Holdings - Investment Related - 1930 Burnt Boat DR, Bismarck, ND 58503 - Business Entity For Tax/Investment Purposes Only - Started 08/06/2021 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-09 |
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