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James Andrew Frigstad

Independent Advisor Alliance, LLC

Bismark, ND

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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-20
TX RA APPROVED 2025-01-03
MN RA APPROVED 2020-01-03
AZ RA APPROVED 2018-04-10
ND RA APPROVED 2018-04-09
  • FL RA
    APPROVED
    Since 2025-02-20
  • TX RA
    APPROVED
    Since 2025-01-03
  • MN RA
    APPROVED
    Since 2020-01-03
  • AZ RA
    APPROVED
    Since 2018-04-10
  • ND RA
    APPROVED
    Since 2018-04-09

Branch Locations

4401 Coleman Street Suite 103, Bismark, ND 58503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dominos Pizza Bismarck ND 02/2004 Present
Lpl Financial, Llc Bismarck ND 10/2015 Present
Level Four Advisory Services Bismarck ND 10/2015 04/2018
North Point Financial Planners Bismarck ND 09/2017 Present
Independent Advisor Alliance, Llc Bismarck ND 04/2018 Present
Previous Registrations
Other Businesses

1. 12/03/2015 - NOrth Point Financial Planners - INV REL - NOrth Point Financial Planners - DBA for LPL Business (entity for LPL business) - START 10/30/2015 - 100% TIMER SPENT 2. 02/20/2016 * LTCi Partners * Non-Variable Insurance * INV REL * AT REPORTTED BUSINESS LOCATION(S) * START 02/19/2016 * 5 HRS/MO NOT DURING SECS TRDG HRS. 3. 4/25/2018 - Independent Advisor Alliance - DBA: (Hybrid) North Point Financial Planners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/02/2018 - 35 Hours Per Month/32 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 35 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/25/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/20/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/29/2021 - Griswold Holdings - Investment Related - 1930 Burnt Boat DR, Bismarck, ND 58503 - Business Entity For Tax/Investment Purposes Only - Started 08/06/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-09
  • S66 Uniform Combined State Law Examination
    2004-08-09
Designations

View on SEC IAPD

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