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Carl Leiva

Wells Fargo Advisors Financial Network, LLC

El Segundo, CA

Reno, NV

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-13
  • CA RA
    APPROVED
    Since 2025-03-13

Branch Locations

2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc El Sugundo CA 10/2013 11/2016
Wells Fargo Clearing Services, Llc El Sugundo CA 11/2016 03/2025
Wells Fargo Advisors Financial Network, Llc Reno NV 03/2025 Present
Previous Registrations
  • 2014-03-28 → 2025-03-13
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
    Los Angeles, CA
    El Segundo, CA
    El Segundo, CA
    El Segundo, CA
    Beverly Hills, CA
    Irvine, CA
    El Segundo, CA
    Irvine, CA
  • 2004-10-11 → 2005-08-22
    Wells Fargo Investments, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-27
  • S66 Uniform Combined State Law Examination
    2014-03-27
Other Names
  • Carlos Leiva
  • Juan Carlos Leiva
  • Juan Carlos Leiva

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA

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