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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-06-06 |
| TX | RA | APPROVED | 2018-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westfield | NJ | 04/2011 | 05/2018 |
| Bank Of America, N.A. | Westfield | NJ | 09/2011 | 05/2018 |
| J.P. Morgan Securities Llc | Westfield | NJ | 05/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Westfield | NJ | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-29 |
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