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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-23 |
| MN | RA | APPROVED | 2017-09-01 |
Branch Locations
210 Tyler Rd N, Red Wing, MN 55066 • United States
Zumbrota, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Red Wing | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Wing | MN | 11/2016 | 09/2017 |
| Ameriprise Financial Services Inc | Red Wing | MN | 09/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Red Wing | MN | 03/2020 | Present |
Independent Insurance Brokering; The Standard; 09/01/2017; Whole Life / The Cincinnati Insurance Co; 09/01/2017; / The State Life Insurance Company - OneAmerica; 02/01/2016; .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-12 |
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