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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-03-01 |
Branch Locations
Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Denver | CO | 12/2012 | 07/2017 |
| T. Rowe Price | Colorado Springs | CO | 07/2017 | Present |
1) Underwood Ventures; Non investment related: COLORADO SPRINGS CO 80904, OWNER, 2/12/2014, 13 HOURS TOTAL, 0 DURING TRADING HOURS, RENTING OUT AND MANAGING DUPLEX PROPERTY. 2) ALLEN UNDERWOOD 401K TRUST; NOT INVESTMENT RELATED; COLORADO SPRINGS,CO; 50% OWNER; REAL ESTATE; 1/2018; 10 HOURS PER MONTH, 0 DURING TRADING; CONTRACT PROJECT MANAGER. 3) MyCoPeople; Non-Investment Related; 8/1/2024; Part Owner; Creative Design, craft creation, fair vending, finance/accounting; Mycology growing supplies, education, and mushroom related crafts; 10 hours per month; 0 during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-03 |
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