Andrew John Evans

Current Employers

Employment History

• 08/2012 → 03/2023
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2012 → 03/2023
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2023 → Present
  Private Client Services
  Melbourne, FL
• 01/2023 → Present
  Rossby Financial, Llc
  Melbourne, FL
• 11/2018 → 02/2023
  Tag Advisors
  Melbourne, FL
• 04/2016 → 12/2016
  Paoli Financial Advisors
  Paoli, PA
• 03/2016 → 11/2018
  Tag Advisors
  Melbourne, FL

Previous Registrations

• 2012-08-07 → 2023-03-06
  Cambridge Investment Research Advisors, Inc.
  Irwin, PA
  Pittsburgh, PA
  Carmichaels, PA
  Melbourne, FL
  Stuart, FL
• 2011-01-25 → 2012-08-14
  Waddell & Reed
  Hamden, CT
• 2009-05-04 → 2010-12-21
  Cambridge Investment Research Advisors, Inc.
  Pittsburgh, PA
• 2007-04-19 → 2009-03-20
  Charles Schwab & Co., Inc.
  Pittsburgh, PA
• 2006-04-26 → 2007-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsburgh, PA
• 2005-04-29 → 2006-01-26
  Raymond James & Associates, Inc.
  Sarasota, FL

Other Businesses

1) Rossby Financial LLC. Inv-related. 4447 Preservation Cir, Melbourne, FL 32934. RIA. CEO, President, CCO. 1/2023. 35 hrs/mo; 8 during trading hrs. 2) Rossby Insurance. Inv-related. 4447 Preservation Cir, Melbourne, FL 32934. Insurance agency providing fixed insurance and property casualty policy to individuals. Some clients are also advisory/bd clients, but not all. Also works under the DBA to ROffice or Rossby Office. Owner and agent, placing fixed insurance policies with client. None of these are FIA/EIA or variable products. WE also act as a third party to introduce various financial professionals with virtual help. Owner. 11/30/2021. 10 hrs/mo; 1 during trading hrs. Duties: insurance agent. 3) Rossby Wealth. Inv-related. 4447 Preservation Cir, Melbourne, FL 32934. Holding company for receiving income from financial services activities. Consulting to technology companies, reseller of software services. This is the operating company of the above description to pay bills and expenses. Owner. 11/30/2021. 30 hrs/mo; 8 during trading hrs. 4) Andrew J Evans. Non inv-rel. Tax Preparer. Melbourne, FL. Since 4/16/2015. Devotes 2 hrs/mo - none during trading. 5) Andrew J Evans. Non inv-rel. Melbourne, FL. Independent Insurance Agent. 7/26/17. For various independent insurance companies. 5 hrs/mo - 1/trading hr. 6) ROffice, Non investment related, Melbourne, FL, Owner, 05/2023, providing virtual and fractional services to financial services professionals. 7) Practice Intelligence, LLC, 1015 NW 6 TER Boca Raton, FL 33486, 3% ownership, Chief Experience Officer, 10 hours a month devoted, 2 hours a month devoted during securities trading hours, responsible for reviewing all content and Advisor engagement to make changes to the user interface. 8) TAG Advisors, 4801 Cox Rd. Suite 102, Glen Allen, VA 23060, Investment related, Former Owner, prior ownership payouts and buyouts, May 1st 2022, 0 hours per month devoted, 0 hours per month devoted during securities trading, Buyout (capital gain and interest in 1099), additional compensation that hadn't been paid out (1099 or K1). 9) Archive Intel, 8000 Avalon Blve Ste. 100 Alpharetta, GA 30005, surveillance and archiving technology company, Board Member, 01/31/2024, 10 hours per month devoted, 1 hours per month devoted during securities trading hours, provide feed back on the product and do warm introductions to my network.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-09

Other Names

• Aj Evans
• Andrew Evans