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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-06
RI RA APPROVED 2012-08-07
TX RA APPROVED_RES 2007-08-22
  • NY RA
    APPROVED
    Since 2024-08-06
  • RI RA
    APPROVED
    Since 2012-08-07
  • TX RA
    APPROVED_RES
    Since 2007-08-22

Branch Locations

324 Grove St, Worcester, MA 01605 • United States

Oxford, MA • United States

Oxford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worcester MA 09/2005 03/2020
Ameriprise Financial Services, Llc Worcester MA 03/2020 Present
Other Businesses

Business Ownership; Fantabulous LLC; leadership, management; Consulting; 324 Grove St, , Worcester, MA, 01605; Investment-Related; 01/01/2023; 20 to 39 hours per month; 0 during trading hours / 324 Grove Street Advisors LLC; principal; LLC used to collect rents and pay bills; 324 Grove Street, , Worcester, MA, 01605; Not Investment-Related; 05/09/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Pakachoag Music School Board; Finance Committee board member; 10 Irving St, 2nd flr, Worcester, MA, 01609; Not Investment-Related; 03/03/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-05
  • S66 Uniform Combined State Law Examination
    2004-06-05
Other Names
  • Karen Alice Hagel
  • Karen Alice Maloney
  • Karen Alice Maloney-Hagel

View on SEC IAPD

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