Mark Edward Romin

Current Employers

Employment History

• 07/2012 → 10/2018
  Raymond James Financial Services
  Saint Clair Shores, MI
• 02/2013 → 10/2018
  Raymond James Financial Services Advisors Inc.
  Saint Clair Shores, MI
• 03/2015 → 10/2018
  Brayton Asset Management
  Saint Clair Shores, MI
• 10/2018 → Present
  Lakeshore Financial Planning, Inc.
  Saint Clair Shores, MI

Previous Registrations

• 2013-02-06 → 2018-12-31
  Raymond James Financial Services Advisors, Inc
  Warrenville, IL
  Saint Clair Shores, MI
• 2010-08-06 → 2011-08-03
  Edward Jones
  Naperville, IL
  St Louis, MO
  North Aurora, IL
• 2006-08-28 → 2008-04-17
  Citigroup Global Markets Inc.
  Barrington, IL
• 2004-06-23 → 2005-06-06
  Cetera Investment Services Llc
  Fulton, IL

Other Businesses

Name of Business : Lakeshore Financial Services - Address: Saint Clair Shores, MI - Nature of the Business: Support Company/DBA (Non-Owner) - Position/Title: Support Company/DBA (Non-Owner) - Investment Related: No - Start Date: 04/01/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Social media input

Exams

• S66 Uniform Combined State Law Examination
  2010-08-05
• S65 Uniform Investment Adviser Law Examination
  2004-05-28
• S63 Uniform Securities Agent State Law Examination
  2004-03-31

Designations

Other Names

• Mark E Romin