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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-01 |
Branch Locations
4701 Cox Rd Ste 275, Glen Allen, VA 23060 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Richmond | VA | 11/2023 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 05/2013 | 07/2018 |
| Ameriprise Financial Services, Llc | Glen Allen | VA | 05/2024 | Present |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 08/2018 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-10 |
| S66 | Uniform Combined State Law Examination | 2004-08-03 |
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