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20 Park Avenue Ste #201, Worcester, MA 01605 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-03-08 |
| TX | RA | APPROVED | 2022-02-24 |
Branch Locations
20 Park Avenue Ste #201, Worcester, MA 01605 • United States
Boylston, MA • United States
Dennis, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Worcester | MA | 12/2013 | 02/2022 |
| Private Advisor Group, Llc | Worcester | NJ | 12/2013 | 02/2022 |
| Carr Financial Group | Worcester | MA | 02/2022 | Present |
NAME OF OBA: ASH BROKERAGE; ADDRESS OF OBA: AT REPORTED BUSINESS LOCATION(S); NATURE: NON-VARIABLE INSURANCE; INVESTMENT-RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: INDEPENDENT AGENT; DUTIES: PERIODICALLY SELL LIFE INSURANCE AND OTHER INSURANCE/FIXED ANNUITY PRODUCTS THROUGH INSURANCE BROKERAGES NOT AFFILIATED WITH LPL FINANCIAL; START DATE (MM/DD/YYYY): 10/25/2019; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 4
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-30 |
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