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Suraj Kalia

Oppenheimer & Co. Inc.

New York, NY

Closter, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-29
NY RA APPROVED 2023-02-23
  • NJ RA
    APPROVED
    Since 2024-07-29
  • NY RA
    APPROVED
    Since 2023-02-23

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Closter, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc Minneapolis MN 08/2012 09/2019
Oppenheimer & Co. Inc. Ny NY 10/2019 Present
  • 08/2012 → 09/2019
    Northland Securities, Inc
    Minneapolis, MN
  • 10/2019 → Present
    Oppenheimer & Co. Inc.
    Ny, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-16
  • S63 Uniform Securities Agent State Law Examination
    2004-10-16
Designations

View on SEC IAPD

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