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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-28
  • GA RA
    APPROVED
    Since 2025-07-28

Branch Locations

152 E. Bay Street, Charleston, SC 29401 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2025 Present
Full Time Mom Alhambra CA 02/2018 01/2025
Banc Of California Beverly Hills CA 07/2012 02/2018
  • 01/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 02/2018 → 01/2025
    Full Time Mom
    Alhambra, CA
  • 07/2012 → 02/2018
    Banc Of California
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-17
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S66 Uniform Combined State Law Examination
    2025-07-17
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17

View on SEC IAPD

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