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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-30 |
| TX | RA | APPROVED | 2025-10-30 |
| VT | RA | APPROVED | 2025-10-30 |
| NJ | RA | APPROVED | 2025-08-22 |
| NY | RA | APPROVED | 2025-08-21 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One | New Orleans | LA | 08/2012 | 07/2018 |
| Capital One Investing, Llc | New Orleans | LA | 01/2015 | 10/2017 |
| Hancock Whitney Investment Services, Inc. | Edison | NJ | 10/2019 | 09/2020 |
| Hancock Whitney Bank | Edison | NJ | 07/2018 | 09/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 08/2025 | Present |
| Tiaa | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-06 |
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