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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-01
RI RA APPROVED 2014-07-21
  • TX RA
    APPROVED_RES
    Since 2014-08-01
  • RI RA
    APPROVED
    Since 2014-07-21

Branch Locations

7 Brown And Howard Wharf, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Middletown RI 05/2014 11/2016
Wells Fargo Clearing Services, Llc Middletown RI 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • Darcy Fay Bumpus

View on SEC IAPD

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