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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2015-05-29 |
| CA | RA | APPROVED | 2015-01-28 |
Branch Locations
3079 Harrison Ave., Suite 26, South Lake Tahoe, CA 96150 • United States
3079 Harrison Ave Ste 26, South Lake Tahoe, CA 96150 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | South Lake Tahoe | CA | 01/2015 | Present |
(1) 01/28/2015: ABELOW, PRATT AND ASSOC FINANCIAL ADVISORS AND PRIVATE WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100% OF TIME SPENT (2) 05/06/2015: ABELOW, PRATT & ASSOCIATES FINANCIAL ADVISORS & PRIVATE WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100% OF TIME SPENT (3) 05/06/2015: ABELOW, PRATT, & ASSOCIATES FINANCIAL ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSIENSS LOCATION(S) - START 05/01/2015 - 160 HR/MO ALL DURING SECS TRDG HRS (4) 05/06/2015: ABELOW, PRATT, & ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSIENSS LOCATION(S) - START 05/01/2015 - 160 HR/MO ALL DURING SECS TRDG HRS (5) 05/15/2015 - Abelow, Pratt & Associates Financial Advisors & Wealth Management - Investment Related - AT REPORTED BUSIENSS LOCATION(S) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2015 - 160 Hours Per Month/160 Hours During Securities Trading. (6) 12/07/2021 - Lake Tahoe Sports Medicine - Not Investment Related - 2311 Lake Tahoe Blvd, Ste 6, South Lake Tahoe CA 96150 - Outside/W-2 Employment - Start Date: 12/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Driver/Chauffeur. (7) 2/7/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - LPL Financial Advisor - Start Date - 01/24/2023 - 1 Hours Per Month/0 Hours During Securities Trading (8) 10/14/2024 - Insight Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/08/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-03 |
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